SPEAKERS: Scott Remmich, Acting Chief Compliance Officer, Triad Hospitals; Phil Eubanks, Chief Compliance Officer, Memorial Hermann Healthcare System; Kenneth Zeko, Manager, KPMG LLP Forensic; Joel Dziengielewski, Director of Forensic Services, KPMG LLP Forensic

• Why do a compliance risk assessment? Regulatory and practical reasons, benefi ts of assessing risk
• Enlightening management and the board regarding the need for a compliance risk assessment
• Attorney-client privilege considerations; developing interview list; document requests; conducting interviews; prioritizing the risks; documenting results; developing an effective mitigation plan and strategy; next steps